SIPA

Small Investor Protection Association

a voice for small investors

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SIPA Documents

SIPA maintains documents on file for reference by members and consumer/investors. Most of these documents are public documents and available from various sources. Some of the documents may be from SIPA's files and may be edited to remove client names and account information to protect the identity of individual investors.

The following is a list of documents in this section of the SIPA library.

Some of the newspaper articles that have been clipped by members and stored in our archives will be available for reference. Copyright for the articles are held by the original websites and authors.

Letter to the OSC - The Investment Industry Exposed - May 8, 2016

A courageous letter from Julia and Mikhail Lipovetsky to the OSC that represents the dispute experience of all small investors. Their experience is similar to that of many others but they have made the effort to speak out in order to help others understand they are not alone. (downloaded from OSC website, October 2016)

Easy Prey Investors - by Al Rosen & Mark Rosen - coming in February 2017

FAIR - A Decade of Scandals - February 18, 2011

SIPA Special Report - "Investor protection 2009" - January 2010

CCSI submission to the Exper1t Panel on Securities Regulation - June 2, 2008

SIPA Open Letter to Ontario MLAs - "Bill 14 Access to Justice" - September 2006

CCSI - Letter to Political Leaders - January 9, 2006

CCSI - Press Release - January 9, 2006

CCSI - Report - January 9, 2006

OSC Town Hall Event Toronto - Report - June 29, 2005

OSC Town Hall Event Toronto - Transcript - May 31, 2005

RCMP Commissioner Zaccardelli's SRO Speech - January 2005

Giving Small Investors a Fair Chance - CARP/SIPA Report - September 2004